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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-05-11
  • SC RA
    APPROVED
    Since 2016-05-11

Branch Locations

201 East Greenville Street, Anderson, SC 29621 • United States

717 Anderson St, Belton, SC 29627 • United States

241 East Howell St, Hartwell, GA 30643 • United States

1111 Big Road, Toccoa, GA 30577 • United States

174 Hwy 441 North, Clayton, GA 30525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Anderson SC 03/2016 Present
South State Bank Anderson SC 03/2016 Present
  • 03/2016 → Present
    Lpl
    Anderson, SC
  • 03/2016 → Present
    South State Bank
    Anderson, SC
Other Businesses

1) 2016-03-21 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - South State Investment Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2016-02-03 - hrs/mth - hrs/mth during trading 2) 2022-04-28 - Feros Ferio LLC - Real Estate Rental - Y - 878 & 880 (A-H) N Rutherford Rd Taylors, SC 29687. - 2022-04-05 - 0hrs/mth - 0hrs/mth during trading 3) 2023-05-18 - A5 RENTALS LLC - Real Estate Rental - Y - 1015 W SHOCKLEY FERRY RD Anderson SC 29626 - 2023-02-01 - 4hrs/mth - 0hrs/mth during trading 4) 2023-05-25 - GML RENTALS LLC - Real Estate Rental - Y - 307 Woodsong Dr, Inman SC 29349. - 2023-05-17 - 0hrs/mth - 0hrs/mth during trading 5) 2026-04-30 - Feros Properties - Real Estate Rental - Y - Six Mile SC - 2026-03-31 - 0hrs/mth - 0hrs/mth during trading 6) 2026-05-05 - DT WaterCraft Rentals - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-04-08 - 0hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-10
S63 Uniform Securities Agent State Law Examination 2014-09-03
  • S65 Uniform Investment Adviser Law Examination
    2016-05-10
  • S63 Uniform Securities Agent State Law Examination
    2014-09-03
Other Names
  • James Roy Chisholm

View on SEC IAPD

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