Best Investors Account Sign in
Inactive

Adam Duane Ruhland

Edelman Financial Engines

Middleton, WI

Phoenix, AZ

Fairfax, VA

Claim This Profile
Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-06
AZ RA APPROVED 2025-07-17
TX RA APPROVED_RES 2025-07-10
WI RA APPROVED 2025-07-10
  • VA RA
    APPROVED
    Since 2026-01-06
  • AZ RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • WI RA
    APPROVED
    Since 2025-07-10

Branch Locations

Middleton, WI • United States

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Mequon WI 05/2014 02/2018
Scottrade Inc. Brookfield WI 06/2015 02/2018
Td Ameritrade, Inc. Mequon WI 02/2018 10/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2018
Jp Morgan Securities, Llc Mequon WI 10/2018 06/2022
Jpmorgan Chase Bank, N.A. Mequon WI 10/2018 06/2022
Annex Wealth Management Elm Grove WI 07/2022 07/2025
Edelman Financial Engines Santa Clara CA 07/2025 01/2026
Edelman Financial Engines Santa Clara CA 01/2026 Present
  • 05/2014 → 02/2018
    Scottrade Inc.
    Mequon, WI
  • 06/2015 → 02/2018
    Scottrade Inc.
    Brookfield, WI
  • 02/2018 → 10/2018
    Td Ameritrade, Inc.
    Mequon, WI
  • 02/2018 → 10/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2018 → 06/2022
    Jp Morgan Securities, Llc
    Mequon, WI
  • 10/2018 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Mequon, WI
  • 07/2022 → 07/2025
    Annex Wealth Management
    Elm Grove, WI
  • 07/2025 → 01/2026
    Edelman Financial Engines
    Santa Clara, CA
  • 01/2026 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2022-07-11 → 2025-07-10
    Annex Wealth Management, Llc
    Brookfield, WI
    Madison, WI
  • 2018-11-01 → 2022-06-28
    J.P. Morgan Securities Llc
    Germantown, WI
    Mequon, WI
    Glendale, WI
    Milwaukee, WI
  • 2018-02-27 → 2018-10-31
    Td Ameritrade, Inc.
    Mequon, WI
  • 2018-02-26 → 2018-10-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-02-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2015-11-12
Other Names
  • Adam Duane Ruhland
  • Adam Ruhland

View on SEC IAPD

More in Middleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor