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Nicole A Treiber

Xml Financial Group

Bethesda, MD

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Current Employers
Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-19
MD RA APPROVED 2023-04-24
CO RA APPROVED 2019-09-24
VA RA APPROVED 2019-09-24
  • TX RA
    APPROVED_RES
    Since 2024-08-19
  • MD RA
    APPROVED
    Since 2023-04-24
  • CO RA
    APPROVED
    Since 2019-09-24
  • VA RA
    APPROVED
    Since 2019-09-24

Branch Locations

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xml Securities, Llc (Formerly Lara, May & Associates, Llc) Frisco CO 03/2013 Present
Xml Financial, Llc Bethesda MD 02/2019 Present
  • 03/2013 → Present
    Xml Securities, Llc (Formerly Lara, May & Associates, Llc)
    Frisco, CO
  • 02/2019 → Present
    Xml Financial, Llc
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-21
  • S66 Uniform Combined State Law Examination
    2019-09-21
Other Names
  • Nicole Minns
  • Nicole A Minns

View on SEC IAPD

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BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
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NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
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