Michael Richard Costello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 03/2017
  Axa Advisors
  New York, NY
• 02/2019 → 01/2021
  Td Ameritrade
  Williamsville, NY
• 10/2017 → 02/2019
  Bank Of America
  Buffalo, NY
• 03/2017 → 10/2017
  Unemployed
  Clarence, NY
• 12/2021 → Present
  M&T Bank
  Amherst, NY
• 10/2022 → Present
  Lpl Financial, Llc
  Blasdell, NY
• 02/2021 → 12/2021
  Unemployed
  Clarence, NY

Previous Registrations

• 2019-03-13 → 2021-01-11
  Td Ameritrade, Inc.
  Amherst, NY
• 2019-03-13 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Williamsville, NY

Other Businesses

1) 10/27/2022 - M&T Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / BuffaloNew York 2) 10/27/2022 - M&T Bank / Financial Institution Duty / Relationship Banker / Investment Related / Amherst NY 3) 06/11/2024 - SkySeed LLC - Non-Inv Related - Other - Rep's Business - Started: 5/4/2024 - 2 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-11
• S63 Uniform Securities Agent State Law Examination
  2014-07-11

Other Names

• Michael Costello