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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-02-16 |
Branch Locations
914 N. San Francisco St Suite S, Flagstaff, AZ 86001 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Four Peaks Wealth Management, Llc | Flagstaff | AZ | 08/2015 | 02/2018 |
| Sowell Management Services | North Little Rock | AR | 02/2018 | Present |
1. Licensed insurance agent, Nature: insurance, Since 2010, Compensation: commissions, Not investment related, Position: agent, 914 San Francisco Street Flagstaff AZ. 2. Aspen Ridge Properties LLC, since 9/2019, Owner, not investment related, 2 hours per month, no hours during trading, Nature: rental properties, 914 San Francisco Street Flagstaff AZ.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-24 |
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