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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | New Richmond | WI | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | New Richmond | WI | 11/2018 | Present |
1) President, Glenwood City Wrestling Club 423 Maple Street Glenwood City, WI, Support the Youth-high school wrestling program in our local community, oversee club meetings, Start 10/1/15, approx 5hrs mo, 0hrs trading....... 2) INSURANCE BROKER POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 1970 County Road P, Glenwood City WI 54013, United States DESCRIPTION: Insurance sales 3) PINNACLE WEALTH, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2021 ADDRESS: 1970 County Road P, Glenwood City WI 54013, United States DESCRIPTION: This my DBA name for my financial services practice. 4) INSURANCE BROKER POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 1970 County Road P, Glenwood City WI 54013, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-05-25 |
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