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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| FL | RA | APPROVED | 2017-11-16 |
Branch Locations
9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
Jacksonville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Jacksonville | FL | 04/2014 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/2017 | Present |
I*501717, Entity Type: , Name of OBA: A K and E K, Address: Jacksonville, Florida, 32205, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 09/07/2018, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-30 |
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