James Robert Schmidt

Current Employers

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2023-07-26
IL	RA	APPROVED	2014-10-28

WI RA
APPROVED

Since 2023-07-26
IL RA
APPROVED

Since 2014-10-28

Branch Locations

3507 West Elm Street, Mchenry, IL 60050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Mchenry	IL	05/2014	Present
Cornerstone Wealth Management, Llc	Mchenry	IL	10/2014	Present

05/2014 → Present

Lpl Financial, Llc

Mchenry, IL
10/2014 → Present

Cornerstone Wealth Management, Llc

Mchenry, IL

Other Businesses

1. 5/14/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CORNERSTONE WEALTH MANAGEMENT - MCHENRY, IL. 2. 11/5/2014 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) CORNERSTONE WEALTH MANAGEMENT - TIME SPENT 100% - MCHENRY, IL. 3. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 100% 4. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 50%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-22

S66 Uniform Combined State Law Examination

2014-10-22

Other Names

James Schmidt

View on SEC IAPD