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Joshua Jay Cleason

Fisher Investments

Plano, TX

Plano, TX

CRD 6324028

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-04
  • TX RA
    APPROVED
    Since 2021-09-04

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Westminster CO 01/2015 03/2018
Charles Schwab & Co., Inc. Lone Tree CO 10/2018 01/2021
Unemployed Westminster CO 03/2018 10/2018
Fisher Investments Plano TX 06/2021 Present
Unemployed Aurora CO 01/2021 06/2021
  • 01/2015 → 03/2018
    Scottrade
    Westminster, CO
  • 10/2018 → 01/2021
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 03/2018 → 10/2018
    Unemployed
    Westminster, CO
  • 06/2021 → Present
    Fisher Investments
    Plano, TX
  • 01/2021 → 06/2021
    Unemployed
    Aurora, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-03
S63 Uniform Securities Agent State Law Examination 2015-05-27
  • S65 Uniform Investment Adviser Law Examination
    2021-09-03
  • S63 Uniform Securities Agent State Law Examination
    2015-05-27
Other Names
  • Joshua J Cleason
  • Joshua Jay Cleason
  • Joshua Cleason

View on SEC IAPD

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