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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-18 |
| CA | RA | APPROVED | 2014-12-11 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/2014 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2015 | Present |
I*2255282, Entity Type: For Profit, Name of OBA: DeCuir Family Trust dated 10/15/2020, Address: Inglewood, California, 90302, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/01/2024, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Rental property for additional income. I will be the landlord. I*3052265 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Inglewood, California, 90302 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/03/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Co-owner with other family members Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-09 |
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