Samuel Morales

Employer firm

Insigneo Advisory Services, LLC CRD 282589

$5.16B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• CONSOLIDATION REPORTING AND CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 10/2020
  Compass Bank
  Birmingham, AL
• 07/2014 → 10/2020
  Bbva Securities Inc.
  Houston, TX
• 08/2014 → 10/2020
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 11/2020 → 10/2021
  Pershing Llc
  Houston, TX
• 10/2021 → 11/2023
  Pnc Investments
  Houston, TX
• 12/2023 → Present
  Insigneo Securities Llc
  Houston, TX
• 12/2023 → Present
  Insigneo Advisory Services Llc
  Houston, TX

Previous Registrations

• 2022-05-16 → 2023-11-30
  Pnc Wealth Management Llc
  Houston, TX
  Houston, TX

Other Businesses

-INSIGNEO ADVISORY SERVICES LLC (Affiliate) Investment advisor, devote 12 hrs/week to the affiliate -SMAS INVESTMENTS LLC_No investment related_Address: 3014 Chenevert St, Houston Texas, 77004_Nature: Pass through entity for tax purpose_Position: owner_Start date: 01/31/2024_Devote 1 hrs/month_Devote 1hrs/month during securities hours. Duties: Manage the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-16
• S63 Uniform Securities Agent State Law Examination
  2016-02-25

Other Names

• Samuel Morales
• Samuel Morales Salinas