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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
OH RA APPROVED 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

275 Springside Dr Ste 270, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 12/2015 Present
Comprehensive Retirement Solutions (Crs), Llc Carmel IN 03/2022 02/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 12/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2022 → 02/2023
    Comprehensive Retirement Solutions (Crs), Llc
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ; ADDRESS: 10955 LOWELL AVE SUITE 900, OVERLAND PARK KS 66210 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES ; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 7/2019; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-28
  • S66 Uniform Combined State Law Examination
    2016-06-28
Other Names
  • Amber Lynne Stoneman

View on SEC IAPD

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