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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-18 |
Branch Locations
Niagara Falls, NY • United States
1295 State Street, Springfield, MA 01111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Financial Solutions | Agoura Hills | CA | 09/2015 | 08/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 08/2017 | 02/2022 |
| Kelly Davis (Uber - Independent Contractor) | Thousand Oaks | CA | 10/2016 | 03/2019 |
| Massmutual | Springfield | MA | 03/2022 | Present |
| Mml Investors Services, Llc | Niagara Falls, | NY | 03/2022 | Present |
1) NAME: KLD Bookkeeping INV REL: N ADD: Residential Address NATURE: Bookkeeping services POSITION: Owner START DATE: 10/2019 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Bookkeeping for small business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-11 |
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