Derrick Handwerk

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2013 → Present
  Handwerk Multi Family Office
  Lansdale, PA
• 03/2007 → Present
  Handwerk Consulting
  Lansdale, PA
• 01/2003 → Present
  Poconosgetaways Llc
  Lansdale, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2013-12-05
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Lansdale, PA
• 2008-09-15 → 2012-07-02
  First Allied Securities, Inc.
  Lansdale, PA
• 2007-01-19 → 2008-09-15
  Cadaret, Grant & Co., Inc.
  Blue Bell, PA
• 2006-06-22 → 2006-12-20
  Grove Point Investments, Llc
  Rockville, MD
  Lansdale, PA

Other Businesses

(1) POCONOSGETAWAYS, NOT INV RELATED, 226 CONESTOGA TRAIL, POCONO PINES, PA, 18350 & 131 RED FOX CRESCENT, POCONO PINES, PA, 18350, RENTAL PROPERTIES, START 01/01/05, 1HR/WK NOT DURING TRADING, OWNER. (2) NAME OF OTHER BUSINESS: HANDWERK MULTI-FAMILY OFFICE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIFAMILY OFFICE START DATE: 11/2015 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: 100% OWNER BRIEF DESCRIPTION OF DUTIES: TAX PLANNING, RISK MANAGEMENT, REAL ESTATE ADVICE ETC (3) NAME OF OTHER BUSINESS: HANDWERK CONSULTING; INVESTMENT RELATED: NO; ADDRESS: 2293 LOCUST DRIVE, LANSDALE, PA 19446; NATURE OF BUSINESS: BUSINESS CONSULTING; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX # OF HOURS PER WEEK: 5; APX # OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX MITIGATION. TRUST ADVISORY. ASSET PROTECTION. CHARITABLE GIFTING. RETIREMENT, ESTATE & SUCESSION PLANNING. BUSINESS CONSULTING. BENCHMARK ANALYSIS.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-19

Other Names

• Derrick Hardwerk