Matthew Abbott

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2015 → 01/2023
  Northwestern Mutual Investment Services Llc
  Raleigh, NC
• 03/2017 → 07/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2023 → 07/2023
  Northwestern Mutual Investment Services, Llc
  Huntersville, NC
• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 08/2023 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

1)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 2125 SOUTHEND DR, UNIT 311, 2125 SOUTHEND DR, UNIT 311, CHARLOTTE, , NORTH CAROLINA, 28203, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I HIRED A PROPERTY MANAGEMENT COMPANY TO SERVICE RENTING OUT MY CONDO. MY RESPONSIBILITY IS TO PAY THE MANAGEMENT FEE TO THE COMPANY.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-04
• S63 Uniform Securities Agent State Law Examination
  2016-02-01

Other Names

• Matt Abbott
• Matthew Abott