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Steve John Spelde

Cetera Investment Advisers LLC

Indianapolis, IN

Indianapolis, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-06-19
  • IN RA
    APPROVED
    Since 2019-06-19

Branch Locations

10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Indianapolis IN 03/2006 06/2019
Steve Spelde Indianapolis IN 08/2012 06/2020
Foresters Advisory Services, Llc Indianapolis IN 11/2014 06/2019
Cetera Investment Advisers Llc Indianapolis IN 06/2019 Present
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
  • 03/2006 → 06/2019
    Foresters Financial Services
    Indianapolis, IN
  • 08/2012 → 06/2020
    Steve Spelde
    Indianapolis, IN
  • 11/2014 → 06/2019
    Foresters Advisory Services, Llc
    Indianapolis, IN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Indianapolis, IN
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
  • 2014-12-02 → 2019-06-24
    Foresters Advisory Services, Llc
    Indianapolis, IN
Other Businesses

1. OWNER OF STEVE SPELDE FINANCIAL LLC; TAX REPORTING PURPOSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-18
S63 Uniform Securities Agent State Law Examination 2006-05-30
  • S65 Uniform Investment Adviser Law Examination
    2014-11-18
  • S63 Uniform Securities Agent State Law Examination
    2006-05-30

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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