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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

1741 Ne Douglas St Ste 100, Lees Summit, MO 64086 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Independence MO 03/2015 07/2021
Various Insurance Carriers For W & R Insurance Agencies Independence MO 05/2015 07/2021
Mid-Missouri Group Llc Harrisonville MO 09/2017 07/2021
Lpl Financial Llc Lees Summit MO 07/2021 Present
  • 03/2015 → 07/2021
    Waddell & Reed Inc
    Independence, MO
  • 05/2015 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Independence, MO
  • 09/2017 → 07/2021
    Mid-Missouri Group Llc
    Harrisonville, MO
  • 07/2021 → Present
    Lees Summit, MO
Previous Registrations
  • 2015-05-06 → 2021-07-21
    Waddell & Reed
    Independence, MO
    Edmond, OK
    Lees Summit, MO
Other Businesses

1. 7/27/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 7/27/2021 - LifeGoals Strategies Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 7/27/2021 - Mid-Missouri Group LLC - Not Investment Related - 715 Ann Avenue, Harrisonville , MO, 64701 - Business Entity For Tax/Investment Purposes Only - General Partner - Started 10/08/2017. 4. 11/19/2021 - Associates of Clifton Park and CRUMP Life Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Producer - Started 11/17/2021 - 5 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-06
  • S66 Uniform Combined State Law Examination
    2015-05-06

View on SEC IAPD

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