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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-20 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | New York | NY | 04/2014 | 03/2017 |
| Mml Investors Services, Llc | Newburyport | MA | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Newburyport | MA | 07/2016 | Present |
Name: Clipper City Financial, LLC Inv rel: Y Add: 20 Ashland Street, Newburyport, MA 01950 Nature: LLC to manage operating expenses Position: Manager Start date: 03/10/2023 No. HR/MO: 0 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-18 |
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