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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-06-24 |
Branch Locations
4000 Chapel View Blvd, Ste 145, Cranston, RI 02920 • United States
5 South Angell Street, Providence, RI 02906 • United States
55 Dorrance St, Providence, RI 02903 • United States
1423 Hartford Ave, Johnston, RI 02919 • United States
90 Point Judith Road, Narragansett, RI 02882 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 07/2015 | 06/2024 |
| Bank Of America, N.A. | Providence | RI | 05/2018 | 06/2024 |
| Lpl Financial Llc | Providence | RI | 06/2024 | Present |
1) 06/2024 - Ternarius Group LLC / Mortgage/Real Estate Services / Non Inv. Related / Cheyenne, WY 2) 07/31/2024 - Oceanpoint Investment Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-25 |
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