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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
OH RA APPROVED 2016-09-30
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • OH RA
    APPROVED
    Since 2016-09-30

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

200 Public Square Suite 2600, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pepper Pike OH 12/2009 09/2016
Morgan Stanley Pepper Pike OH 09/2016 Present
Morgan Stanley Private Bank, National Association New York NY 12/2016 Present
Previous Registrations
Other Businesses

1. Rental Property; Cleveland OH; Sole Proprietor / Owner / Partner; Rental; Purchasing a residential rental property; 03/2017; 0,5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-22
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S66 Uniform Combined State Law Examination
    2010-02-22
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12
Other Names
  • Michael Willis Vary

View on SEC IAPD

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