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Bryce William Fathauer

Smi Advisory Services, LLC

Columbus, IN

CRD 6322824

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Employer firm

Smi Advisory Services, LLC CRD 137872

$949M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
Smi Advisory Services, Llc

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-08-01
  • IN RA
    APPROVED
    Since 2014-08-01

Branch Locations

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-01
  • S65 Uniform Investment Adviser Law Examination
    2014-08-01

View on SEC IAPD

Nearby Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

James Robert Ostermueller
Kevin Joseph Lane
TROY JAMES FORMAN

Nearby Offices

EDWARD JONES · COLUMBUS, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · COLUMBUS, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · COLUMBUS, IN

More in Columbus, IN

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