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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-01 |
| NY | RA | APPROVED | 2021-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Great Neck | NY | 04/2014 | 11/2016 |
| Jpmorgan Chase Bank | Great Neck | NY | 11/2013 | 11/2016 |
| Primerica Financial Services | Jackson Heights | NY | 03/2017 | 04/2018 |
| Pfs Investments Inc. | Jackson Heights | NY | 10/2017 | 04/2018 |
| Lucky Chops Llc | Brooklyn | NY | 10/2016 | 02/2018 |
| Mml Investors Services, Llc | East Hills | NY | 04/2018 | 12/2018 |
| Massachusetts Mutual Life Insurance Company | East Hills | NY | 04/2018 | 12/2018 |
| Jp Morgan Securities, Llc | Roslyn Heights | NY | 12/2018 | 08/2020 |
| Jp Morgan Chase Bank, N.A. | Roslyn Heights | NY | 12/2018 | 08/2020 |
| Morgan Stanley | New York | NY | 09/2020 | Present |
*410822 - LED BY FAITH INC DBA LIVING FAITH MINISTRIES; Investment related No; Hollis, NY; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 12; Check Signing/Funds Disbursements, Labor/Service. *686513- CAS Legacy Properties, LLC; Investment related: Yes; Jamaica, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 35; Sales/Marketing, Check Signing/Funds Disbursements, Business Development/Growth, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-03 |
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