Aaron Paul Kaiser

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Lpl Financial, Llc
  Jacksonville Beach, FL

Previous Registrations

• 2014-08-18 → 2016-06-23
  Edward Jones
  St Augustine, FL
  St Louis, MO
  Fleming Island, FL

Other Businesses

1) 06/17/2016 - AG1 Wealth Maagement - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 6/3/2016 - 160 hr/mth, 100% 2) 5/18/2017 - Jacksonville Financial Planner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/14/2017 - 160 Hours Per Month During Securities Trading. 3) 03/04/2024 - A Harold and Associates - Outside/W-2 Employment - Not Investment Related - 7751 Belfort Pkwy #300, Jacksonville, FL 32256 - Start Date 08/24/2023 - 60 Hours Per Month/ 12 Hours During Trading 4. 05/23/2025 - Hearty Oak Landscaping - Other - Landscaping - Not Investment Related - Home Based - Start Date:05/23/2025 - 17 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-07-03

Other Names

• Aaron Paul Kaiser
• Aaron Kaiser