Jason Troy Smith

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-11-01
TX	RA	APPROVED	2019-11-01

NC RA
APPROVED

Since 2019-11-01
TX RA
APPROVED

Since 2019-11-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	04/2014	Present
Vanguard Marketing Corporation	Charlotte	NC	04/2014	Present
Vanguard Advisers, Inc.	Charlotte	NC	11/2019	Present
Self-Employed	Charlotte	NC	01/2026	Present

04/2014 → Present

The Vanguard Group, Inc.

Charlotte, NC
04/2014 → Present

Vanguard Marketing Corporation

Charlotte, NC
11/2019 → Present

Vanguard Advisers, Inc.

Charlotte, NC
01/2026 → Present

Self-Employed

Charlotte, NC

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: PUBLISHING POSITION: AUTHOR START DATE: 01/2026 APPROXIMATE HOURS/MONTH:10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITING BOOKS, PUBLIC SPEAKING, RECORDING ART

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-29
S63	Uniform Securities Agent State Law Examination	2014-05-22

S66 Uniform Combined State Law Examination

2019-10-29
S63 Uniform Securities Agent State Law Examination

2014-05-22

View on SEC IAPD