Kyle Townsend Swan

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-06-24

MN RA
APPROVED

Since 2014-06-24

Branch Locations

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

10417 Excelsior Blvd. Suite 1, Hopkins, MN 55343 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Bloomington	MN	02/2014	Present
Mutual Of Omaha Investor Services	Bloomington	MN	04/2014	Present

02/2014 → Present

Mutual Of Omaha

Bloomington, MN
04/2014 → Present

Mutual Of Omaha Investor Services

Bloomington, MN

Other Businesses

INSURANCE AGENT, START DATE: 01/2014; NON-INVESTMENT RELATED; INSURANCE LINES: LIFE, ACCIDENT, HEALTH, VARIABLE LIFE, AND VARIABLE ANNUITY; APPROXIMATELY 0-5 HOURS PER WEEK DURING TRADING HOURS. DIRECTOR OF PLANNING; CLARITY FINANCIAL; 10417 EXCELSIOR BLVD, SUITE 1, HOPKINS, MN 55343; FULL-TIME EMPLOYMENT; INVESTMENT RELATED. FREELANCE MUSICIAN: PERCUSSIONIST; START DATE: 01/2014; NON-INVESTMENT RELATED; PERFORMING WITH VARIOUS ARTS ORGANIZATIONS AND INDIVIDUALS; HOURS VARY FROM 0-20 PER WEEK PRIMARILY DURING NON-TRADING HOURS. STATE OF MINNESOTA NOTARY COMMISSION; COMMISSION NUMBER: 31077449; ORIGINAL COMMISSION DATE: 12/07/2016; COMMISSION EXPIRATION DATE: 01/31/2026 KITCES COURSE REVIEW MEMBER COUNCIL; KITCES.COM; APPROX. 20 HOURS ANNUALLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-24
S63	Uniform Securities Agent State Law Examination	2014-05-15

S65 Uniform Investment Adviser Law Examination

2014-06-24
S63 Uniform Securities Agent State Law Examination

2014-05-15

Designations

View on SEC IAPD