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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-10-02 |
| MD | RA | APPROVED | 2025-02-06 |
| NM | RA | APPROVED | 2025-01-21 |
| MO | RA | APPROVED | 2024-07-18 |
| IN | RA | APPROVED | 2024-06-24 |
| MN | RA | APPROVED | 2024-05-30 |
| SD | RA | APPROVED | 2024-02-05 |
| RI | RA | APPROVED | 2023-07-20 |
| TX | RA | APPROVED_RES | 2023-04-03 |
| NY | RA | APPROVED | 2023-01-06 |
| KS | RA | APPROVED | 2022-04-11 |
| WY | RA | APPROVED | 2022-01-19 |
| NH | RA | APPROVED | 2022-01-13 |
| FL | RA | APPROVED | 2021-04-28 |
| MT | RA | APPROVED | 2020-07-08 |
| AL | RA | APPROVED | 2020-06-03 |
| OH | RA | APPROVED | 2020-05-06 |
| MI | RA | APPROVED | 2020-01-17 |
| IL | RA | APPROVED | 2019-08-01 |
| VA | RA | APPROVED | 2019-06-14 |
| MA | RA | APPROVED | 2019-05-07 |
| MS | RA | APPROVED | 2018-07-16 |
| IA | RA | APPROVED | 2018-05-07 |
| GA | RA | APPROVED | 2018-05-03 |
| CA | RA | APPROVED | 2018-02-12 |
| CO | RA | APPROVED | 2017-04-27 |
| CT | RA | APPROVED | 2016-12-05 |
| PA | RA | APPROVED | 2016-04-28 |
| SC | RA | APPROVED | 2016-02-22 |
| NC | RA | APPROVED | 2015-06-30 |
| WI | RA | APPROVED | 2015-06-30 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
103 E Franklin St 208, Monroe, NC 28112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Charlotte | NC | 12/2013 | Present |
| Park Avenue Securities Llc | Charlotte | NC | 02/2015 | Present |
| Park Avenue Securities Llc | Monroe | NC | 08/2026 | Present |
| Guardian Life Insurance Co | Monroe | NC | 08/2026 | Present |
1. Outside Insurance- Sales of life and disability insurance with carriers other than Guardian, Start: 09/30/2019, Address: 6115 Park South Drive, Suite 200, Charlotte, NC, 28210, Hrs per month - tot/bus: 12/10, Investment related, >10% annual compensation, 2) Talcott Group LLC-Majority owner, use as DBA, Start: 08/03/2020, Address: 6115 Park South Drive, Suite 200, Charlotte, NC 28210, 60 total hours per month 60 during securities trading hours, Investment related, no compensation, 3) Net Financial Consultants-DBA, Start: 02/01/2021, Address: 6115 Park South Drive, Suite 200, Charlotte, NC 28210, 50 total hours per month, 40 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-04 |
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