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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Montgomery, TX • United States

Dominion Portfolio Management, Inc.

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-01
  • TX RA
    APPROVED
    Since 2018-02-01

Branch Locations

Montgomery, TX • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2014 12/2017
Dominion Investor Services, Inc. Horseshoe Bay TX 02/2018 07/2023
Dominion Portfolio Management, Inc. Horseshoe Bay TX 02/2018 Present
Calton & Associates, Inc. Tampa FL 07/2023 Present
Calton & Associates, Inc. Tampa FL 06/2026 Present
Previous Registrations
  • 2014-07-07 → 2017-12-13
    St Louis, MO
    Montgomery, TX
    Montgomery, TX
    Montgomery, TX
Other Businesses

(1) REYNALDO BATISTA, INDEPENDENT INSURANCE AGENT, 3207 FITZGERALD DRIVE, MONTGOMERY, TX 77356, FIXED INSURANCE, 02-02-2018, 25 TO 30 HOURS PER MONTH, 1 TO 2 HOURS DURING TRADING, LOOK AT ALL OF MY CLIENTS FINANCIAL NEEDS AND PROVIDE THEM OPTIONS OF HOW TO DIVERSIFY THEIR PORTFOLIO EVENTS AND PREPARE THEIR ESTATE PLANNING, FILL GAPS IN MEDICAL WITH LONG TERM CARE (2) CINCINNATUS CAPITAL; INVESTMENT RELATED; 3207 FITZGERALD DRIVE, MONTGOMERY, TX 77356; DBA FOR INDEPENDENT SECURITIES PRACTICE; POSITION/TITLE/RELATIONSHIP: OWNER/SOLE PROPRIETOR; START DATE: 6/15/2026; HOURS/MONTH: 160; HOURS/MONTH DURING SECURITIES TRADING HOURS: 130; DUTIES: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2014-07-03
Other Names
  • Reynaldo Batista

View on SEC IAPD

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