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Katherine Marie Edwards

Mainstreet Financial Planning, Inc.

Los Gatos, CA

Murfreesboro, TN

CRD 6322212

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Employer firm

Mainstreet Financial Planning, Inc. CRD 123189

350 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Educational seminars
  • TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Mainstreet Financial Planning, Inc.

236 N Santa Cruz Ave Ste. 237, Los Gatos, CA 95030 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-21
TN RA APPROVED 2023-03-15
CA RA APPROVED 2022-10-18
MD RA APPROVED 2022-10-18
NY RA APPROVED 2022-10-18
VA RA APPROVED 2022-10-18
  • DC RA
    APPROVED
    Since 2023-06-21
  • TN RA
    APPROVED
    Since 2023-03-15
  • CA RA
    APPROVED
    Since 2022-10-18
  • MD RA
    APPROVED
    Since 2022-10-18
  • NY RA
    APPROVED
    Since 2022-10-18
  • VA RA
    APPROVED
    Since 2022-10-18

Branch Locations

236 N Santa Cruz Ave Ste. 237, Los Gatos, CA 95030 • United States

Murfreesboro, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Adams Chetwood Wealth Management Group Durham NC 03/2016 11/2021
Purshe Kaplan Sterling Investments Albany NY 05/2016 11/2021
Mainstreet Financial Planning, Inc. Wake Forest NC 09/2022 Present
Lokal Design Co. Wake Forest NC 11/2021 09/2022
  • 03/2016 → 11/2021
    The Adams Chetwood Wealth Management Group
    Durham, NC
  • 05/2016 → 11/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2022 → Present
    Mainstreet Financial Planning, Inc.
    Wake Forest, NC
  • 11/2021 → 09/2022
    Lokal Design Co.
    Wake Forest, NC
Previous Registrations
  • 2018-08-15 → 2022-01-26
    Adams Chetwood Wealth Management Llc
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
Designations
  • Certified Financial Planner
Other Names
  • Katherine Marie Nutter

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC

Nearby Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY

Nearby Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA

More in Los Gatos, CA

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