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Katherine Marie Edwards

Mainstreet Financial Planning, Inc.

Los Gatos, CA

Murfreesboro, TN

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Current Employers
Mainstreet Financial Planning, Inc.

236 N Santa Cruz Ave Ste. 237, Los Gatos, CA 95030 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-21
TN RA APPROVED 2023-03-15
CA RA APPROVED 2022-10-18
MD RA APPROVED 2022-10-18
NY RA APPROVED 2022-10-18
VA RA APPROVED 2022-10-18
  • DC RA
    APPROVED
    Since 2023-06-21
  • TN RA
    APPROVED
    Since 2023-03-15
  • CA RA
    APPROVED
    Since 2022-10-18
  • MD RA
    APPROVED
    Since 2022-10-18
  • NY RA
    APPROVED
    Since 2022-10-18
  • VA RA
    APPROVED
    Since 2022-10-18

Branch Locations

236 N Santa Cruz Ave Ste. 237, Los Gatos, CA 95030 • United States

Murfreesboro, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Adams Chetwood Wealth Management Group Durham NC 03/2016 11/2021
Purshe Kaplan Sterling Investments Albany NY 05/2016 11/2021
Mainstreet Financial Planning, Inc. Wake Forest NC 09/2022 Present
Lokal Design Co. Wake Forest NC 11/2021 09/2022
  • 03/2016 → 11/2021
    The Adams Chetwood Wealth Management Group
    Durham, NC
  • 05/2016 → 11/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2022 → Present
    Mainstreet Financial Planning, Inc.
    Wake Forest, NC
  • 11/2021 → 09/2022
    Lokal Design Co.
    Wake Forest, NC
Previous Registrations
  • 2018-08-15 → 2022-01-26
    Adams Chetwood Wealth Management Llc
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2016-06-29
Designations
Other Names
  • Katherine Marie Nutter

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

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