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Sandra Lynn Spencer-Florczyk

J.P. Morgan Securities LLC

West Harrison, NY

Fayetteville, NY

CRD 6321848

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-29
NY RA APPROVED 2023-11-22
TX RA APPROVED 2023-11-22
  • NJ RA
    APPROVED
    Since 2023-11-29
  • NY RA
    APPROVED
    Since 2023-11-22
  • TX RA
    APPROVED
    Since 2023-11-22

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

504 Towne Dr, Fayetteville, NY 13066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Fayetteville NY 10/2013 01/2022
Lpl Financial Llc Fayetteville NY 06/2021 02/2022
J.P. Morgan Securities Llc Fayetteville NY 09/2023 Present
Jpmorgan Chase Bank, N.A. Fayetteville NY 09/2023 Present
Haylor, Freyer & Coon An Alera Group Company Syracuse NY 01/2022 09/2023
  • 10/2013 → 01/2022
    M&T Securities
    Fayetteville, NY
  • 06/2021 → 02/2022
    Lpl Financial Llc
    Fayetteville, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Fayetteville, NY
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Fayetteville, NY
  • 01/2022 → 09/2023
    Haylor, Freyer & Coon An Alera Group Company
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22
Other Names
  • Sandra March
  • Sandra Spencer
  • Sandra Spencer Foster

View on SEC IAPD

Nearby Firms

FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Nearby Investors

RICHARD PETER ADLER
BRUCE IRA GREENBERG
George L Rioseco

Nearby Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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