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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-02 |
Branch Locations
766 Shrewsbury Ave E, Ste. 302, Tinton Falls, NJ 07724 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckman Buckman And Reid | Little Silver | NJ | 11/2015 | 03/2018 |
| Regal Securities | Glenview | IL | 03/2018 | 01/2021 |
| Regal Advisory Services | Glenview | IL | 03/2018 | 01/2021 |
| Lpl Financial, Llc | San Diego | CA | 01/2021 | 09/2021 |
| Newbridge Securities Corporation | Sea Girt | NJ | 10/2021 | 01/2024 |
| Newbridge Financial Services Group Inc | Sea Girt | NJ | 10/2021 | 01/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2016; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BNI; INVESTMENT RELATED: NO; ADDRESS: CHARLOTTE, NC 28277; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WEEKLY REPORT ON GROUP ACTIVITIES; 3. NAME OF OTHER BUSINESS: ROSSO FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES AND GUIDANCE TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-04 |
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