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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Financial Services Inc | Rock Island | IL | 04/2014 | 02/2025 |
| Modern Woodmen Of America | Rock Island | IL | 02/2014 | 10/2025 |
| Integrity Alliance, Llc | Du Quoin | IL | 02/2025 | 10/2025 |
| Lpl Enterprise Llc | Du Quoin | IL | 10/2025 | Present |
1. 10/13/2025 - NATHANIAL SHUPE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Du Qoin, IL - INV REL - Start Date 10/01/2025 - 160hrs/mth | 160hrs during trading 2. 10/13/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Du Qoin, IL - INV REL - Start Date 10/01/2025 - 160hrs/mth | 160hrs during trading 3. 10/13/2025 - Tomahawk Bar & Grill LLC - Business Owner - Du Quoin, IL - NOT INV REL - Start Date 11/06/2024 - 10hrs/mth | 0hrs during trading 4. 10/13/2025 - Jr Indians Football - Non-Profit Board Member - Du Quoin, IL - NOT INV REL - Start Date 03/01/2025 - 1hrs/mth | 0hrs during trading 5. 10/13/2025 - Indian Village Athletic Club - Non-Profit Board Member - Du Quoin, IL - NOT INV REL - Start Date 07/01/2024 - 4hrs/mth | 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-12 |
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