Nathanial Dale Shupe

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 02/2025
  Mwa Financial Services Inc
  Rock Island, IL
• 02/2014 → 10/2025
  Modern Woodmen Of America
  Rock Island, IL
• 02/2025 → 10/2025
  Integrity Alliance, Llc
  Du Quoin, IL
• 10/2025 → Present
  Lpl Enterprise Llc
  Du Quoin, IL

Other Businesses

1. 10/13/2025 - NATHANIAL SHUPE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Du Qoin, IL - INV REL - Start Date 10/01/2025 - 160hrs/mth | 160hrs during trading 2. 10/13/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Du Qoin, IL - INV REL - Start Date 10/01/2025 - 160hrs/mth | 160hrs during trading 3. 10/13/2025 - Tomahawk Bar & Grill LLC - Business Owner - Du Quoin, IL - NOT INV REL - Start Date 11/06/2024 - 10hrs/mth | 0hrs during trading 4. 10/13/2025 - Jr Indians Football - Non-Profit Board Member - Du Quoin, IL - NOT INV REL - Start Date 03/01/2025 - 1hrs/mth | 0hrs during trading 5. 10/13/2025 - Indian Village Athletic Club - Non-Profit Board Member - Du Quoin, IL - NOT INV REL - Start Date 07/01/2024 - 4hrs/mth | 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-17
• S63 Uniform Securities Agent State Law Examination
  2014-07-12

Other Names

• Nathan Dale Shupe