David Ashley Yount

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 03/2017
  Metlife Securities Inc
  Overland Park, KS
• 03/2017 → Present
  Mml Investors Services, Llc
  Overland Park, KS
• 07/2016 → Present
  Massmutual Life Insurance Company
  Overland Park, KS

Previous Registrations

• 2001-08-17 → 2017-03-25
  Msi Financial Services, Inc.
  St. Louis, MO
  Lee'S Summit, MO
  Overland Park, KS
  Pleasant Hill, MO
  Overland Park, KS
  St Louis, MO
  Pleasant Hill, MO
  St. Louis, MO
  Pleasant Hill, Mo, MO
  St. Louis, MO
  St. Louis, MO

Other Businesses

(1) NAME: DAVID A. YOUNT INV REL: Y ADDR: 10975 BENSON DR, SUITE 350, OVERLAND PARK, KS 66210 NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: BROKER START: 03/05/2021 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 2 DUTIES: WRITING & SERVICING OUTSIDE INSURANCE. (2) NAME: ENDGAME CONSULTING, LLC INV REL: Y ADDR: 8800 PENROSE LANE #466, LENEXA, KS 66219 NATURE: CONSULTING POSITION: CONSULTANT START: 07/01/2021 NO HRS/MO: 6-8 NO HRS/MO DUR TRADING: 0 DUTIES: THIS COMPANY IS A BUSINESS CONSULTING AND EXIT PLANNING FIRM. IMPLEMENTING THE EXIT PLANNING INSTITUTE VALUE ACCELERATION PROCESS FOR BUSINESS OWNERS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-26
• S65 Uniform Investment Adviser Law Examination
  1999-01-20