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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1999 Avenue Of The Stars Suite 3200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Los Angeles CA 01/2014 Present
Hightower Advisors, Llc Los Angeles CA 01/2014 Present
  • 01/2014 → Present
    Hightower Securities, Llc
    Los Angeles, CA
  • 01/2014 → Present
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-06
  • S66 Uniform Combined State Law Examination
    2014-11-06

View on SEC IAPD

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