Corey Adam Blumenthal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-08
NY	RA	APPROVED	2024-09-27

TX RA
APPROVED_RES

Since 2025-08-08
NY RA
APPROVED

Since 2024-09-27

Branch Locations

555 Broadhollow Rd. Suite 271, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alpine Capital Group Ny Inc.	Plainview	NY	06/2012	Present
Royal Alliance Associates	Plainview	NY	06/2017	09/2024
Lpl Financial	Melville	NY	09/2024	Present

06/2012 → Present

Alpine Capital Group Ny Inc.

Plainview, NY
06/2017 → 09/2024

Royal Alliance Associates

Plainview, NY
09/2024 → Present

Lpl Financial

Melville, NY

Previous Registrations

2018-03-06 → 2024-10-02

Osaic Wealth, Inc.

Melville, NY

Other Businesses

1 - 08/21/2024 - ALPINE CAPITAL GROUP, NY - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 08/21/2024 - Corey Blumenthal - Non-Variable Insurance - Inv Related - 5 Hours/Month - 1 Hour During Trading - NY 11747 - OBA Start Date: 06/01/2012.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-05

S66 Uniform Combined State Law Examination

2018-03-05

View on SEC IAPD