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Merwan Abssi

Wells Fargo Clearing Services, LLC

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-17
  • TX RA
    APPROVED
    Since 2021-06-17

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Houston TX 12/2015 05/2021
Compass Bank Birmingham AL 11/2015 11/2017
Bbva Compass Insurance Agency, Inc. Austin TX 02/2016 06/2021
Bbva Wealth Solutions Inc. Houston TX 01/2017 06/2021
Wells Fargo Clearing Services, Llc Houston TX 06/2021 Present
  • 12/2015 → 05/2021
    Bbva Securities Inc.
    Houston, TX
  • 11/2015 → 11/2017
    Compass Bank
    Birmingham, AL
  • 02/2016 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 01/2017 → 06/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 06/2021 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
Previous Registrations
  • 2017-01-18 → 2021-06-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2014-08-10
  • S65 Uniform Investment Adviser Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2014-08-10
Other Names
  • Marwan Ahmed Abssi
  • Merwan Ahmed Abssi

View on SEC IAPD

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