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Jeffrey Scott Broaddus

Isc Advisors, Inc.

Dallas, TX

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Current Employers
Isc Advisors, Inc.

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-11
  • TX RA
    APPROVED
    Since 2023-10-11

Branch Locations

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 02/2014 12/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2019
Mma Agency Dallas TX 01/2020 10/2023
Mma Securities Llc Dallas TX 01/2020 10/2023
Institutional Securities Corp Dallas TX 10/2023 Present
Isc Group, Inc. Dallas TX 10/2023 Present
  • 02/2014 → 12/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → 12/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2020 → 10/2023
    Mma Agency
    Dallas, TX
  • 01/2020 → 10/2023
    Mma Securities Llc
    Dallas, TX
  • 10/2023 → Present
    Institutional Securities Corp
    Dallas, TX
  • 10/2023 → Present
    Isc Group, Inc.
    Dallas, TX
Previous Registrations
  • 2020-01-08 → 2023-10-12
    Mma Securities Llc
    Minneapolis, MN
    Dallas, TX
  • 2018-07-13 → 2022-05-13
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-02-24 → 2018-07-13
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-06
  • S66 Uniform Combined State Law Examination
    2014-06-06

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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