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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-09-15
  • CA RA
    APPROVED
    Since 2014-09-15

Branch Locations

Beaumont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Beaumont CA 08/2014 Present
Thrivent Financial Appleton WI 12/2014 Present
Other Businesses

HABITAT FOR HUMANITY INLAND VALLEY POSITION: Advisory Board Member NATURE: The Non-Profit is an affiliate of Habitat for Humanity. They refurbish and build homes for people in need of permanent shelter, in the Inland Valley. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2018 ADDRESS: 41615 Winchester Rd., Temecula CA 925590, United States DESCRIPTION: As a member of the Advisory Board I assist in promoting Inland Valley HH and planning ways for people to support the mission of providing affordable shelter to those who have the need for shelter and the desire to work for the improvement of their situation. FAITH LUTHERAN CHURCH POSITION: Part - time Interim Pastor NATURE: I will be assisting the congregation with pulpit supply and someBible Classes and Confirmation. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/14/2019 ADDRESS: 12449 California St,, Yucaipa CA 92399, United States DESCRIPTION: Preaching, Teaching Bible Classes and Confirmation, Visitation of members and assisting them in finding a person to serve them long term. LUTHERAN RETREATS, CAMPS AND CONFERENCES POSITION: Advisory Board for Camp Partnerships with churches NATURE: The camp provides two different venues for youth and adults to get away and reflect on their faith and build community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 02/18/2020 ADDRESS: 39136 Harris Road, Oak Glen CA 92399, United States DESCRIPTION: I will be part of a board assisting the camp in making connections to local congregations. PACIFICA SYNOD MISSION FUNDS COMMITTEE POSITION: Member of the Mission Funds Committee NATURE: Funds donated to the Synod for specific purposes are allocated through this committee. A report is made of the investment portfolio, but this committee does not directly make investments. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/09/2024 ADDRESS: 1891 Park Court Place, Bldg. C, Santa Ana CA 92701, United States DESCRIPTION: I will be a member of the committee which oversees the use of Synod Mission Funds. I will NOT be involved in the investment of those funds but rather the allocation of funds as a member of the committee. LUTHERAN SOCIAL SERVICES SO CA POSITION: Foundation Board Member NATURE: LSS of Southern California is part of a nationwide organization ministering to disadvantaged people throughout the United States. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 999 Town and Country Rd., Ste. 100, Orange CA 92868, United States DESCRIPTION: The Foundation Board oversees the investments and distribution of endowed funds. Having been part of the Central City Lutheran San Bernadino, which is now part of LSSSC, I was asked to be part of the regional expression's endowment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-12
  • S66 Uniform Combined State Law Examination
    2014-09-12

View on SEC IAPD

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