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Timothy Zauzig

W&S Brokerage Services, Inc.

Wayne, PA

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-25
  • PA RA
    APPROVED
    Since 2019-09-25

Branch Locations

460 East Swedesford Road Suite 1030, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Bala Cynwyd PA 05/2011 Present
W&S Brokerage Services Cincinnati OH 04/2014 Present
  • 05/2011 → Present
    Western Southern Life
    Bala Cynwyd, PA
  • 04/2014 → Present
    W&S Brokerage Services
    Cincinnati, OH
Other Businesses

WESTERN SOUTHERN LIFE- NO- BALA CYNWYD, PA- FULL TIME SALES AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-24
S63 Uniform Securities Agent State Law Examination 2014-07-01
  • S65 Uniform Investment Adviser Law Examination
    2019-09-24
  • S63 Uniform Securities Agent State Law Examination
    2014-07-01

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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