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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-09-15 |
Branch Locations
230 Frankfort Street Suite 8, Versailles, KY 40383 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Lexington | KY | 01/2022 | 09/2023 |
| Dupree Financial Group | Lexington | KY | 03/2014 | 12/2021 |
| Edward Jones | St Louis | MO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 2014-05-05 |
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