Duncan Buchanan Gardiner

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2016-11-04

KY RA
APPROVED

Since 2016-11-04

Branch Locations

112 N Main St, Versailles, KY 40383 • United States

Versailes, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kentucky Bank	Paris	KY	10/1992	09/2016
Thrivent Financial	Appleton	WI	10/2016	02/2017
Thrivent Investment Managment Inc	Versailles	KY	08/2016	Present
Thrivent Financial	Appleton	WI	02/2017	Present

10/1992 → 09/2016

Kentucky Bank

Paris, KY
10/2016 → 02/2017

Thrivent Financial

Appleton, WI
08/2016 → Present

Thrivent Investment Managment Inc

Versailles, KY
02/2017 → Present

Thrivent Financial

Appleton, WI

Other Businesses

JOURNEY CHURCH POSITION: Elder NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 320 Hope Lane, Versailles KY 40383, United States DESCRIPTION: Serve on the Elder Board of Journey Church. Responsible for setting board policies.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-03

S66 Uniform Combined State Law Examination

2016-11-03

View on SEC IAPD

Current Employers

Thrivent Investment Management Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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