Lori Brabham

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 03/2017
  Metlife Securities Inc
  Pensacola, FL
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 03/2021
  Mml Investors Services, Llc
  Pensacola, FL
• 03/2021 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

LIFE INSURANCE, PROPERTY AND CASUALTY POSITION: agent NATURE: Selling and servicing Life insurance policies. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2004 ADDRESS: PO Box 253, Jay FL 32565, United States DESCRIPTION: I will write and service life policies for my clients. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2021-03-15,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-22
• S63 Uniform Securities Agent State Law Examination
  2015-02-09