Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-22
CA RA APPROVED 2011-03-08
  • TX RA
    APPROVED_RES
    Since 2016-07-22
  • CA RA
    APPROVED
    Since 2011-03-08

Branch Locations

1754 Technology Drive Ste 122, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2011 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2011 Present
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/07/2011

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-07
  • S66 Uniform Combined State Law Examination
    2006-08-07
Other Names
  • Fred Spicknall

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor