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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-01-08
  • IA RA
    APPROVED
    Since 2015-01-08

Branch Locations

1303 5Th St Ste 305, Coralville, IA 52241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Iowa City IA 08/2011 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2014 Present
Northwestern Mutual Investment Services Llc Coralville IA 09/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2016 Present
  • 08/2011 → Present
    University Of Iowa
    Iowa City, IA
  • 05/2014 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2014 → Present
    Coralville, IA
  • 03/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. LECTURER, UNIVERSITY OF IOWA, 108 JOHN PAPPAJOHN BUSINESS BLDG, IOWA CITY, IOWA, 52242, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 5/19/2014, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 0-5, LECTURER FOR THE UNIVERSITY OF IOWA BUSINESS SCHOOL. BUSINESS ANALYTICS AND DATA PROGRAMMING. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. MATH TUTOR, NOT INVESTMENT-RELATED, 14 MACHLEAN HALL, IOWA CITY, IA 52246, START DATE: 08/20/2015, HELPING STUDENTS WITH THEIR ACADEMIC STUDIES, 12 HOURS PER MONTH 3. 100% OWNER, LLC TO BE DETERMINED, 263 WESTSIDE DRIVE, IOWA CITY, , IOWA, 52246, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/3/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL PROPERTY, MAINTAINING THE ESTABLISHMENT 4. 100% OWNER, TENNIS PLAYER, VARIOUS TENNIS TOURNEY LOCATIONS, VARIOUS, , IOWA, 52246, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/02/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, PLAYER IN A TENNIS TOURNAMENT, non investment related. 5. BENJAMIN MARGOLIN, ACROSS THE COUNTRY/WORLD, NA, , IOWA, 11111, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/29/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CARD TOURNAMENTS FOR CASH PRIZES; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-29
  • S66 Uniform Combined State Law Examination
    2014-12-29
Other Names
  • Ben Margolin

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