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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED | 2023-03-31 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
2700 Via Fortuna Suite 410, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Austin | TX | 12/2014 | 08/2017 |
| Rodgers Capital | Austin | TX | 12/2014 | 08/2017 |
| Sigma Financial Corporation | Austin | TX | 08/2017 | 05/2020 |
| Lpl Financial, Llc | Austin | TX | 05/2020 | 03/2022 |
| Hilltop Securities | Dallas | TX | 08/2022 | Present |
| Unemployed | Stephen | TN | 03/2022 | 08/2022 |
Matthew Rene Gomez; Non-investment-related; San Antonio, TX; Real estate property loan; Note holder; Started 01/30/2019; zero hrs/mo; I hold a note for a home that I sold and receive monthly principal and interest payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-30 |
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