Antonio Desoto

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-04-21
TX	RA	APPROVED	2015-04-21

OH RA
APPROVED

Since 2015-04-21
TX RA
APPROVED

Since 2015-04-21

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pepper Pike	OH	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Pepper Pike	OH	11/2016	Present

04/2015 → 11/2016

Wells Fargo Advisors Llc

Pepper Pike, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pepper Pike, OH

Previous Registrations

2014-12-24 → 2015-04-17

Charles Schwab & Co., Inc.

Richfield, OH

Other Businesses

AD CORALS, NOT INVT RELATED, WICKLIFFE, OH, 100% OWNERSHIP, START DATE 12/30/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, SELLING SALTWATER CORALS/FISH. POWER OF ATTORNEY FOR BROTHER, INVT RELATED, WICKLIFFE, OH, START DATE 2/8/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING. REPRESENTATIVE PAYEE FOR BROTHER; INV RELATED; WICKLIFFE,OH; DAY TO DAY EXPENSES ; REPRESENTATIVE PAYEE; START DATE: 01/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-21

S66 Uniform Combined State Law Examination

2014-10-21

View on SEC IAPD