Steve St-germain

Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-01

TX RA
APPROVED_RES

Since 2014-04-01

Branch Locations

755 St. Jean Boulevard, Suite 500, Pointe-Claire, Quebec H9R 5M9 • Canada

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Dominion Securities Inc.	Pointe-Claire, Quebec		04/2003	Present
Rbc Private Counsel (Usa) Inc.	Pointe-Claire, Quebec		01/2010	Present

04/2003 → Present

Rbc Dominion Securities Inc.

Pointe-Claire, Quebec
01/2010 → Present

Rbc Private Counsel (Usa) Inc.

Pointe-Claire, Quebec

Employer firm

Current Employers

Rbc Private Counsel (Usa) Inc.

Disclosures

Employment History

Reviews