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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-01-25 |
Branch Locations
7230 Lee Deforest Dr Ste 203, Columbia, MD 21046-3249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hergenroeder Financial Advisors, Inc. | Timonium | MD | 01/2016 | 03/2020 |
| Lpl Financial, Llc | Columbia | MD | 01/2016 | Present |
1. 4/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Started 04/01/2020 - 1 Hour Per Month During Securities Trading. 2. 5/6/2020 - DAY Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2020 - 170 Hours Per Month/7 Hours During Securities Trading. 3. 6/8/2021 - Capital Metro Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Agent - Non-Variable Insurance - Started 06/01/2021 - Life, health, disability and LTC insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-15 |
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