Travis Garrett Carver

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-17

TX RA
APPROVED

Since 2025-06-17

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Waco, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Shawnee Mission	KS	03/2014	12/2024
Cetera Investment Services Llc	St Cloud	MN	03/2025	06/2025
Cetera Invment Advisers	Schaumburg	IL	03/2025	06/2025
Prospera Financial Services Inc.	Dallas	TX	06/2025	Present

03/2014 → 12/2024

Waddell & Reed, Inc

Shawnee Mission, KS
03/2025 → 06/2025

Cetera Investment Services Llc

St Cloud, MN
03/2025 → 06/2025

Cetera Invment Advisers

Schaumburg, IL
06/2025 → Present

Prospera Financial Services Inc.

Dallas, TX

Previous Registrations

2025-03-25 → 2025-06-17

Cetera Investment Advisers Llc

Fort Worth, TX

Dallas, TX
2021-07-28 → 2024-12-16

Lpl Financial Llc

Fort Mill, SC

Shawnee Mission, KS

Fort Worth, TX
2017-12-11 → 2021-08-05

Waddell & Reed

Overland Park, KS

Overland Park, KS

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-17

S66 Uniform Combined State Law Examination

2017-11-17

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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