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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-03-07 |
Branch Locations
601 Bayshore Blvd Suite 645, Tampa, FL 33606-2760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Tampa | FL | 06/2013 | Present |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 06/2014 | Present |
1. INSURANCE BROKERAGE DBA 21ST CENTURY FINANCIAL, INVESTMENT RELATED, 601 BAYSHORE BLVD SUITE 645 TAMPA, FL 33606. NATURE OF OBA: INSURANCE SALES AND SERVICE. RELATIONSHIP/TITLE: AGENT. START DATE: MAY 2014. APPROXIMATE NUMBER OF HOURS/MONTH: 160; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 160. DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2. INSURANCE BROKERAGE DBA NAME:1847Financial; Investment Related: Yes; Address: 601 BAYSHORE BLVD SUITE 645 TAMPA, FL 33606; Nature of OBA: Insurance Sales and Service Life Insurance Start date of OBA: 8/1/2020; Position, Title, Relationship: Financial Advisor; Approximate number of hours/month:80 hours; Approximate number of hours/month:80 hours; Describe duties: Insurance sales and service of Life Insurance Products with Penn Mutual Life Insurance Company. 3. INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PROVE WEALTH ADVISOR | POSITION HELD:PRESIDENT | ADDRESS:601 BAYSHORE BLVD SUITE 645 TAMPA, FL 33606| START DATE: 3/1/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-16 |
| S65 | Uniform Investment Adviser Law Examination | 2016-01-29 |
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