Sarah Dols

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2020
  Voya Financial Advisors, Inc.
  Des Moines, IA
• 11/2015 → Present
  Winestyles Tasting Station
  West Des Moines, IA
• 09/2017 → 01/2019
  Beer Styles/Salt Of The Hearth
  West Des Moines, IA
• 05/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-02-10 → 2020-05-11
  Voya Financial Advisors, Inc.
  Des Moines, IA
  Des Moines, IA
  Des Moines, IA
• 2009-02-04 → 2014-12-15
  Integrity Alliance, Llc.
  Indianola, IA
  Urbandale, IA
  Panora, IA
• 2005-06-09 → 2008-12-31
  Principal Securities, Inc.
  Des Moines, IA
  Des Moines, IA

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/01/20 2) FINANCIAL INTEGRATORS, 4140 GRAND AVE., DES MOINES IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-07
• S65 Uniform Investment Adviser Law Examination
  1999-10-29
• S63 Uniform Securities Agent State Law Examination
  1999-04-30

Other Names

• Sarah Desquiron